1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (right to buy)
|
(1)
|
01/28/2025 |
Common Stock
|
2,964
|
$
43.45
|
D
|
|
Employee Stock Option (right to buy)
|
(2)
|
01/27/2026 |
Common Stock
|
5,262
|
$
53.35
|
D
|
|
Employee Stock Option (right to buy)
|
(3)
|
01/25/2027 |
Common Stock
|
6,857
|
$
55.53
|
D
|
|
Employee Stock Option (right to buy)
|
(4)
|
01/24/2028 |
Common Stock
|
6,947
|
$
74.59
|
D
|
|
Employee Stock Option (right to buy)
|
(5)
|
01/23/2029 |
Common Stock
|
7,764
|
$
86.42
|
D
|
|
Employee Stock Option (right to buy)
|
(6)
|
01/22/2030 |
Common Stock
|
10,143
|
$
95.71
|
D
|
|
Restricted Stock Units
|
(9)
|
(7)
|
Common Stock
|
308
|
$
(8)
|
D
|
|
Restricted Stock Units
|
(10)
|
(7)
|
Common Stock
|
483
|
$
(8)
|
D
|
|
Restricted Stock Units
|
(11)
|
(7)
|
Common Stock
|
794
|
$
(8)
|
D
|
|
Restricted Stock Units
|
(12)
|
(7)
|
Common Stock
|
982
|
$
(8)
|
D
|
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
On 1/29/2015 the reporting person was granted 11,857 stock options. The option grant vests over 4 years with 25% becoming exercisable on each anniversary of the grant date. |
(2) |
On 1/28/2016 the reporting person was granted 8,762 stock options. The option grant vests over 4 years with 25% becoming exercisable on each anniversary of the grant date. |
(3) |
On 1/26/2017 the reporting person was granted 9,143 stock options. The option grant vests over 4 years with 25% becoming exercisable on each anniversary of the grant date. |
(4) |
On 1/25/2018 the reporting person was granted 6,947 stock options. The option grant vests over 4 years with 25% becoming exercisable on each anniversary of the grant date. |
(5) |
On 1/24/2019 the reporting person was granted 7,764 stock options. The option grant vests over 4 years with 25% becoming exercisable on each anniversary of the grant date. |
(6) |
On 1/23/2020 the reporting person was granted 10,143 stock options. The option grant vests over 4 years with 25% becoming exercisable on each anniversary of the grant date. |
(7) |
N/A |
(8) |
Each restricted stock unit represents a right to receive one share of COLM common stock. |
(9) |
On 1/26/2017 the reporting person was granted 1,234 restricted stock units, 25% of the restricted stock units vest annually (a) on the first anniverary of the first day of the first full calendar month following the award date (the "Initial Vest Date"), and (b) on each of the three subsequent anniversaries of the Initial Vest Date. Vested shares will be delivered to the reporting person on the designated vest dates. If a vesting date falls on a weekend or any other day on which the Nasdaq Stock Market ("NSM") or any national securities exchange on which the Common Stock then is principally traded (the "Exchange") is not open, affected RSUs shall vest on the next following NSM or Exchange business day, as the case may be. |
(10) |
On 1/25/2018 the reporting person was granted 967 restricted stock units, 25% of the restricted stock units vest annually (a) on the first anniverary of the first day of the first full calendar month following the award date (the "Initial Vest Date"), and (b) on each of the three subsequent anniversaries of the Initial Vest Date. Vested shares will be delivered to the reporting person on the designated vest dates. If a vesting date falls on a weekend or any other day on which the Nasdaq Stock Market ("NSM") or any national securities exchange on which the Common Stock then is principally traded (the "Exchange") is not open, affected RSUs shall vest on the next following NSM or Exchange business day, as the case may be. |
(11) |
On 1/24/2019 the reporting person was granted 1,059 restricted stock units, 25% of the restricted stock units vest annually (a) on the first anniverary of the first day of the first full calendar month following the award date (the "Initial Vest Date"), and (b) on each of the three subsequent anniversaries of the Initial Vest Date. Vested shares will be delivered to the reporting person on the designated vest dates. If a vesting date falls on a weekend or any other day on which the Nasdaq Stock Market ("NSM") or any national securities exchange on which the Common Stock then is principally traded (the "Exchange") is not open, affected RSUs shall vest on the next following NSM or Exchange business day, as the case may be. |
(12) |
On 1/23/2020 the reporting person was granted 982 restricted stock units, 25% of the restricted stock units vest annually (a) on the first anniverary of the first day of the first full calendar month following the award date (the "Initial Vest Date"), and (b) on each of the three subsequent anniversaries of the Initial Vest Date. Vested shares will be delivered to the reporting person on the designated vest dates. If a vesting date falls on a weekend or any other day on which the Nasdaq Stock Market ("NSM") or any national securities exchange on which the Common Stock then is principally traded (the "Exchange") is not open, affected RSUs shall vest on the next following NSM or Exchange business day, as the case may be. |