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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | (1) | 05/02/2022 | M | 1,501 | 05/02/2022 | 05/02/2022 | Common Stock | 1,501 | $ 0 | 0 | D | ||||
Restricted Stock Units | (1) | 05/02/2022 | M | 376 | 05/02/2022 | 05/02/2022 | Common Stock | 376 | $ 0 | 0 | D | ||||
Stock Option (Right to Buy) (6) | $ 24.52 | 05/03/2022 | M | 7,706 | (7) | 06/06/2022 | Common Stock | 7,706 | $ 0 | 0 | D | ||||
Stock Option (Right to Buy) (6) | $ 24.52 | 05/03/2022 | M | 4,852 | 06/07/2013 | 06/06/2022 | Common Stock | 4,852 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BABSON STEPHEN E C/O COLUMBIA SPORTSWEAR COMPANY 14375 NW SCIENCE PARK DRIVE PORTLAND, OR 97229 |
X |
Christina A. Mecklenborg, Attorney-in-Fact | 05/04/2022 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Restricted stock units convert to common stock on a one-for-one basis. |
(2) | The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.10 to $81.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote to this Form 4. |
(3) | Shares are held by trust for which the reporting person's spouse is the trustee and whose beneficiaries include members of the reporting person's family. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
(4) | Shares are held by Babson Capital Partners, LP for which the reporting person is general partner. |
(5) | Shares are held by trust for which the reporting person is the trustee and whose beneficiaries include members of the reporting person's family. |
(6) | Amounts set forth reflect a 2-for-1 stock split effected on 9/26/2014. |
(7) | The option was granted for 7,706 shares on 6/7/2012 and became exercisable for one-third of the shares on each of the first three anniversaries of the grant date. |